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The
revival of Marxism in Western Europe in the 1960s and 1970s was a reaction
against the failures both of a Stalinism, which supported the dogmas and
tyrannies of state socialism, and of complacent liberalism, which ignored
or tolerated the inequalities and oppressions of capitalism. Consequently
Marxist critiques of law and the state have had a twofold dynamic, focusing
on the limits both of bourgeois freedom in systems based on private property,
and of 'sociaIist' freedom in systems based on state property.
The
central question concerning the role of law in a class society is its
apparent autonomy and neutrality. The social-democratic tradition idealised
existing legality as an order into which any social content could be fitted,
capitalist or socialist. This was expressed in Karl Renner's classic view
that the forms of law do not change but only their functions (Bottomore
& Goode, 1978; Renner, 1949). In this perspective, the rule of law could
only be fully realised under socialism, since under capitalism it is distorted
and corrupted by private interests. The transition to socialism means
the democratisation af state institutions, particularly through the legislature,
and the gradual extension of legal regulation into the private sphere
through social legislation (especially through the nationalisation of
industry, but also by welfare legislation on employment, social security,
child Protection, etc.).
This
view of legal forms has been criticised by contemporary Marxists for it's
a historical idealisation of legal reasoning, procedures and remedies
and its cursory acceptance of the administrative procedures of the state.
The reasons for injustice are thought to lie not in the law but in inequalities
of power in the economic and social spheres. 'This perspective has often
lain behind research into law in society, which seeks to reveal the economic,
political and other interests which prevent legal institutions working
as they should. Its focus being on the shadow that falls between the real
functioning of law and the ideal form of law itself, it tends to depict
law as a functional instrument for social change.
Renner's
positivistic theory was sharply criticised by the Soviet jurist, Evgeni
Pashukanis, whose work in the 1920s represented an important attempt to
apply the method of Marx's critique of political economy to jurisprudence
(Beirne & Sharlet, 1980; Pashukanis, 1983; Sharlet, 1974). Pashukanis
became influential in the 1970s and provided a fruitful starting point
for analysis, especially of private law. He located law as a specifically
capitalist form of regulation or control. He argued that law is based
on exchange relations between owners of commodities each of whom appears
as an abstract juridic subject and whose interrelationships are necessarily
mediated by contract and other legal forms. As a historical form of control,
what characterises law, according to Pashukanis, is abstraction, isolation,
mutual indifference, the reproduction of substantive inequalities and
the mystification of the rule of people as the rule of law. In his eyes,
the transition to communism entails the withering away of bourgeois law;
true community is beyond law.
This
critique was fraught with theoretical and political problems. Since Pashukanis
saw law as based on exchange relations and since he equated capitalism
simply with the generalisation of exchange (rather than with exploitative
relations of production which derive from the exchange of labour power),
he could only conclude that all exchange was capitalist exchange and all
law was bourgeois law. The result was a one-sided critique which excluded
the possibility of socialist legality and neglected any question of democratising
and socialising the law. This played into the hands of the evolving Stalinist
regime, which deployed his theory of the primacy of technical regulation
under socialism to justify the power of the bureaucracy and its disregard
for legal constraints. Pashukanis and his theory were brutally dispatched
by the chief prosecutor, Vishinsky, who condemned him as a member of'a
band of wreckers' and 'Trotsky-Bukharin fascist agents' (Arthur 1977;
Beirne ~r Sharlet, 1980; Binns, 1980; Fine, 1984; Norrie, 1982; Redhead,
1978).
In
the 1970s Marxist theories of law were also influenced by structuralist
perspectives. According to structuralist Marxism, social relations are
divided between the economic sphere of production, seen in the narrow
sense as the immediate process of production or the labour process, and
the sphere of reproduction which includes family, law and he state (Althusser,
1965, Poulantzas, 1978). Such theories present the economic sphere as
'dominant in the last instance' while emphasising the 'relative autonomy'
of the legal, political and ideological super-structure. Relative autonomy,
however, is itself seen either as functional to the reproduction of capitalist
relations of production, in which case it is merely a working part of
a larger whole, or the autonomy is stressed at the expense of any real
connection to economic relations. 'This theory was criticised by Marxists
for reifying the separation of economics and politics and the ultimate
primacy of the economic as a natural feature of all social organisation.
It appeared either as a refinement of the mechanistic base-superstructure
model, or as a return to pluralist sociology (Clarke, 1982; Holloway &
Picciotto, 1977 and 1978; Thompson, 1978). For such reasons, structuralism
did not help to grasp the forms of class power embodied in law, relying
instead on an a historical opposition between consent and coercion, which
in its neglect of consensus-formation in authoritarian regimes failed
to comprehend the force of right-wing populism.
Critical
Marxism has argued that class relations should be seen as relations of
production in a wider sense than economic determinism allows. Capitalist
relations of production necessarily present themselves in both mediated
and differentiated forms; the generalisation of commodity exchange and
its transformation into capitalist production gives rise to the fragmentation
of social life and the emergence of two apparently separate spheres of
existence: economics and law. The sphere of economics is based on seemingly
natural laws concerning the movement of things; people appear as bearers
of commodities, subordinate to external economic forces and related to
each other by money. In this 'objective' sphere relations are mediated
by money and everything has its price, determined by market forces. The
juridico-political sphere, on the other hand, appears to be based on the
seemingly natural qualities of human individuals. In this 'subjective'
domain individuals appear as free agents and things as dependent on their
will. Private property appears as the materialisation of free will, individuals
take the form of juridic subjects, relations between individuals are mediated
by seemingly impersonal laws of their own making, and the state appears
as the articulation of the general will. It is a world of juridic subjects
and free citizens whose intersubjectivity is based on reciprocal rights
and duties. The social origins of juridic forms are as concealed as those
of economics (Saycr, 1987, and Grigg-Spall and Ireland in this book).
For
critical Marxism, the fragmentation of society into its economic and juridical
forms of appearance is a result of definite social relations of production.
The real individuals who inhabit these fragmented spheres are the same.
It is the self-same individual who is at once a free subject and the victim
of uncontrollable economic forces. The relations between the classes are
at once juridic and economic.
In
this historically constructed fragmentation, legal relations are one aspect
of a dynamic system of capitalist production and reproduction, based on
changing relations between capital and labour. 'This dialectical approach
means avoiding the dangers of purely logical derivation of the legal form
from an abstract characterisation of the capital-labour relation (Holloway
& Picciotto, 1978; Holloway & Picciotto, 1979, criticising Balbus, 1977).
Legal relations are not predetermined by the logic of the capital-form,
nor by the needs or interests of the owners of capital alone. The concept
of the legal form in the singular abstracts from the diversity of legal
forms that are historically constructed as the relations between capital
and labour change.
The
starting point of the relations of production as a social relation between
the classes is vital. Since the social relations between the classes are
fragmented, the central antagonism takes the form of many specific conflicts,
for example over housing, the environment, racial and gender oppression.
It is important to stress that so-called social struggles are just as
much aspects of class and are not merely incidental to struggles over
wages and working conditions. All are rooted in the overall development
of capitalist accumulation, even as they have their own dynamics; they
cannot be reduced to simple class interest, since class unity is not pre-given
but must be forged. Indeed the fragmentation of social relations continually
creates and recreates divisions and conflicts of interest.
As
forms of appearance of class relations, legal forms embody both domination
(the will of the state) and reason (the rights of the people). As jurists
put it, there is an inseparable connection in law between voluntas and
ratio (authority and rights), positive command and subjective freedom.
The realisation of class gains requires the transcendence of the specifically
capitalist character of legal norms and procedures. At the most general
level, bourgeois legal relations are oppressive in that they are based
on individual legal subjects as property-owners and make no formal distinction
between capitalist private property (which represents power over labour)
and personal private property (which may be no more than labour power).
Thus
in bourgeois law the right to work is recognised not as a right for the
millions of unemployed, but as the right of the strike-breaker or non-union
member. There is no right to decent housing, but only a right to be undisturbed
in the possession of one's own home, whether it is a hovel or a palace.
Other social rights, such as health, are not recognised as legal entitlements
but depend on the vagaries of state provision.
Legal
rights appear as natural but are in fact created and shaped by the state.
Thus in Britain in the past dozen years, Thatcherism has rested some of
its popularity on the creation of new rights, by various forms of privatisation,
such as the right of residents to buy their council house, selling to
the public or giving workers shares in nationalised industries, and putting
public services such as hospital cleaning out to tender by private companies.
Although Thatcherism has purported to be restoring market forces, in reality
markets are highly structured and regulated by the state and finance-capital;
so the creation of a property-owning democracy based on the right to own
housing or company shares depends on financial manipulation, for example,
tax-subsidisation of mortgages and employee share-ownership schemes, while
municipal housing must pay high interest rates, and rents have been pushed
up to market levels. The radical right has therefore been able to use
state intervention to create individual rights and claim to be increasing
the sphere of freedom, while the left has been forced to defend old and
unpopular forms of public provision which have been slow to adapt and
systematically disadvantaged.
In
its practice, Marxism aims to socialise and democratise both the form
and content of law. Liberal juridical forms are based on apparently free
and equal legal subjects, generally applicable rules, neutral adjudication,
the separation of prescription and enforcement, a representative legislature
and a professional civil service. Behind these seemingly impartial legal
forms, however, lie highly authoritarian and technicist forms of adjudication,
enforcement and legislation. The democratisation of these forms is seen
by critical Marxism as a high priority, the selection, composition, procedures
and accountability of the judiciary being a case in point.
Critical
Marxism addresses itself equally to the content of law, since it is structurally
oriented towards protection of property rights of owners of capital, whether
private or state, and against rights of workers. The problem of legal
forms of regulation in general is that they refer only to the rights and
not the needs of individuals. A society based on fulfilment of individual
and social needs would no longer be regulated in ways which would be recognisable
in terms of bourgeois legal forms. Bourgeois legal forms offer a minimum
defence of freedom and equality, but are structured to Protect private
property. The point is not merely to denounce the legal form but to fight
for the best possible form and content of law. When right and need begin
to come together, this is what is meant by transcending the legal form
itself. Even in advanced socialist societies law would rightly operate,
only both its content and procedures would be changed to make it far more
democratic in form and supportive of people's needs in substance.
Involvement
with law should be seen as an integral part of broader social struggles,
and legal tactics and strategies should be related to other forms of organisation
and action. Taken alone, legal processes may be divisive and weaken social
solidarities. Legal forms, however, cannot be avoided since the law provides
both a medium of defence and a way of generalising the gains of particular
struggles. There is often no other way of overcoming sectionalism than
through the legalisation of rights which particular groups win in specific
settings. To relate struggles to the form and content of law is not to
juridify politics but to politicise jurisprudence. This is a lesson that
has been well learned by many movements over the past two decades. An
important example is the peace movement, whose activists have won important
battles by integrating direct action and legal tactics within an overall
strategy (Dewar et al, 1486). In Britain, suspicion of the law among socialists,
especially in the trade unions, has led to attempts to ignore or avoid
it instead of integrating strategies around law with broader political
aims. To the degree that trade unions have argued only for legal non-intervention
or immunity, that is, for the law to absent itself from industrial relations,
they have been unable to develop an adequate counter-strategy to the labour
laws of the Thatcher government. Now that the Labour-TUC policy has changed
to advocating a 'positive framework of rights' for trade-unionism, there
will have to be some hard thinking about the actual content of such rights
and the form in which they are adjudicated and enforced.
One
lesson of the 1984-5 miners' strike was that trade union solidarity by
itself cannot always be an alternative to law. When the unions were strong,
they did not use their power to gcncralise and institutionalise in law
the gains they made as particular unions, a policy which would have gone
some way to overcoming tendencies to sectionalism, but rather to keep
the law at bay. When unions were economically weakened, their lack of
legal foundation proved a major additional handicap. Although the government
itself did not directly use its own new laws against the miners, it encouraged
individual legal actions by dissident miners (based on common law) which
magnified internal divisions about the procedures used in deciding on
the strike. Grassroots solidarity and support from the socialist movement
organised by local groups, women's groups and the 'far left' helped to
prevent the destruction of the miners' union, but neither questions of
intra-union democracy nor those of legality can be subsumed to the call
for solidarity (Fine Sr Millar, 1985). Slowly unions are learning how
to organise politically around the law, for instance, supporting and organising
around workers' rights to ballot. The question facing them is not to oppose
this right but to infuse it with a more democratic content and form: for
example, when ballots are called, how ballots are conducted and how the
right to a ballot is enforced.
Women
struggling for equality have focused on rights such as that of equal pay
for work of equal value and have also sought to overcome its limitations.
Here, as in other areas of the social charter, European Community law
has been invoked to reinforce the struggle, since the political pressures
to ensure a social dimension for European integration have resulted in
a programme, however limited and ineffective, for an equalisation of rights
which provides legal space for workers and oppressed groups to exploit.
In other areas the appalling record of the British government over rights
of prisoners, immigrants, freedom of the press, etc., has been exposed
by appeals to the European Human Rights Commission and Court in Strasbourg.
Organising
in such a way as to relate legal forms to positive social and political
content certainly lays open a potential for opportunism. It involves constant
tactical choices, since the individual case can never be a pure class
question. Sometimes a technical legal move or argument is best; sometimes
it is possible to put a political point as part of a legal argument. It
is desirable to aim for an open form of organisation which breaks down
the separation of the legal professional and the lay client, and integrates
the skill of the one with the direct involvement, experience and commitment
of the other. Ironically, a useful model is the best sort of big business
lawyering, which moulds and develops the law to fit its needs.
We
hope that this outline has helped to show how critical Marxism does not
counterpose a utopian ideal of communism, based on the abolition of all
forms of law, to actual legal orders but rather exposes the real social
antagonisms concealed beneath their apparently smooth surfaces (Rose,
1981). Far from constructing a phantasm of communal harmony, Marxism should
be understood as striving ?- in a world in which freedom is a lonely child
of subjection and injustice - for new social forms that will permit real
personal and political liberty.
In
its criticism of existing legal orders and projection of new forms of
democracy, contemporary Marxism has returned to its enlightenment roots:
integrating the civil rights of individuals with Political rights of collective
participation in the running of the state. In so doing, however, Marxism
has found it necessary to push this project (see Fine, 1984) beyond the
bounds of both liberal and so-called state-socialist legality, to the
extent that both constrain rights within the narrow limits of actual property
relations and then misrepresent these social boundaries as natural and
unsurpassable.
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